Municipal Securities Rulemaking Board

Results: 1131



#Item
671Municipal Securities Rulemaking Board / 73rd United States Congress / Law / U.S. Securities and Exchange Commission / Government / Securities Exchange Act / Self-regulatory organization / Rulemaking / Tower Amendment / United States securities law / United States Securities and Exchange Commission / Financial regulation

SECURITIES AND EXCHANGE COMMISSION

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Source URL: www.sec.gov

Language: English - Date: 2006-06-14 09:29:34
67273rd United States Congress / United States Securities and Exchange Commission / Economy of the United States / Municipal Securities Rulemaking Board / Financial system / U.S. Securities and Exchange Commission / Securities Exchange Act / Securities Act / Financial Industry Regulatory Authority / United States securities law / Self-regulatory organizations / Financial regulation

SECURITIES AND EXCHANGE COMMISSION

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Source URL: www.sec.gov

Language: English - Date: 2007-11-19 15:58:46
673Municipal Securities Rulemaking Board / Financial economics / Business / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission / U.S. Securities and Exchange Commission / Dodd–Frank Wall Street Reform and Consumer Protection Act / Securities Exchange Act / Financial regulation / Self-regulatory organizations / Finance

Notice of Filing of Proposed New Rule G-42, on Political Contributions and Prohibitions on Municipal Advisory Activities; Proposed Amendments to Rules G-8, on Books and Records, G-9, on Preservation of Records, and G-37,

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Source URL: www.sec.gov

Language: English - Date: 2011-09-02 17:02:24
674Municipal Securities Rulemaking Board / U.S. Securities and Exchange Commission

ALJ Order dated Apr. 30, 2007

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Source URL: www.sec.gov

Language: English - Date: 2008-07-22 17:21:02
675Business / Economics / Municipal Securities Rulemaking Board / U.S. Securities and Exchange Commission / Securities market / Federal Reserve System / Securities Exchange Act / Financial Industry Regulatory Authority / Bond / United States securities law / Self-regulatory organizations / Financial regulation

SECURITIES AND EXCHANGE COMMISSION

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Source URL: www.sec.gov

Language: English - Date: 2012-03-21 07:37:25
676Financial regulation / U.S. Securities and Exchange Commission / Securities Exchange Act / Fidelity Investments / Financial system / Economy of the United States / Self-regulatory organizations / Municipal Securities Rulemaking Board / United States securities law

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MSRB[removed]May 8, 2003 Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by the Municipal Securities Rulemaking Board Relatin

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Source URL: www.sec.gov

Language: English - Date: 2004-05-18 16:00:49
677United States securities law / U.S. Securities and Exchange Commission / United States Securities and Exchange Commission / Law / Government / Securities Exchange Act / Rulemaking / Tower Amendment / Investor Protection and Securities Reform Act / Self-regulatory organizations / Municipal Securities Rulemaking Board / Financial regulation

Notice of Filing and Immediate Effectiveness of Rule D-13, on a Definition of “Municipal Advisory Activities”, Rule D-14, on a Definition of “Appropriate Regulatory Agency”, and Amendments to Rule D-11 (“Associ

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Source URL: www.sec.gov

Language: English - Date: 2010-11-12 15:33:58
678Financial regulation / Business / Municipal Securities Rulemaking Board / U.S. Securities and Exchange Commission / Financial system / Securities Exchange Act / Securities Act / Television advertisement / Self-regulatory organization / United States securities law / United States Securities and Exchange Commission / 73rd United States Congress

SECURITIES AND EXCHANGE COMMISSION

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Source URL: www.sec.gov

Language: English - Date: 2007-02-20 18:10:20
679Financial regulation / United States securities law / Law / U.S. Securities and Exchange Commission / Rulemaking / Government / Securities Exchange Act / Tower Amendment / Investor Protection and Securities Reform Act / Self-regulatory organizations / Municipal Securities Rulemaking Board / United States administrative law

Notice of Filing and Immediate Effectiveness of Amendments to Rule A-7, on Assessments, and Rule A-8, on Rulemaking Procedures

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Source URL: www.sec.gov

Language: English - Date: 2010-11-12 15:32:47
680Financial economics / Municipal Securities Rulemaking Board / United States securities law / Financial markets / U.S. Securities and Exchange Commission / Securities Exchange Act / Securities market / Day trading / Short / Finance / Business / Financial regulation

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MSRB[removed]August 31, 2004 Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Approving Proposed Rule Change Relating to A

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Source URL: www.sec.gov

Language: English - Date: 2004-09-01 14:59:25
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